Proposed Rules

Proposed Rules
Proposed Rule	Rule Summary	Fiscal Note	*Missouri Register
15 CSR 30-51.169 Fraudulent Practices of Broker-Dealers and Agents	This amendment amends the rule to be in compliance with a federal court order.	N/A	N/A
15 CSR 30-51.170 Dishonest or Unethical Business Practices by Broker-Dealers and Agents	This amendment amends the rule to be in compliance with a federal court order	N/A	N/A
15 CSR 30-51.172 Dishonest or Unethical Business Practices by Investment Advisers and Investment Adviser Representatives	This amendment amends the rule to be in compliance with a federal court order.	N/A	N/A
15 CSR 30-51.174 Fraudulent Practices of Investment Advisers and Investment Adviser Representatives	This rule identifies practices in the investment adviser industry that are generally associated with acts that deceive and defraud.	N/A	N/A

*These rules may vary slightly from those on the Missouri Secretary of State’s Administrative Rules website as Administrative Rules may make grammar, spelling, date and citation changes. The rules on the Administrative Rule’s website shall take precedent over the rules posted here.

Proposed Rule

Rule Summary

Fiscal Note

*Missouri Register