Investor Protection & Securities:: Enforcement:: Historical No-Action/Interpretive Opinions
Listed below are various historical orders, interpretive opinions, and no-action letters issued by the Commissioner of Securities. The linked no-action letters are examples that apply only to the requesting party and specific facts unique to the individual request. They are not binding precedent when applied to any other matter, requesting party, or set of facts.
Historical No-Action/Interpretive Opinions